DOZEN solutions
Govern & Comply
Governance and compliance that regulators, boards and investors trust. We build, assess and strengthen the governance, risk and compliance you need to grow, list and stay licensed.
Who it is for
- Regulated financial institutions and fintechs
- Companies preparing for a Tadawul or Nomu listing
- Family businesses and growing companies formalising governance
GRC
- GRC formation, assessment and revamp
- Risk management frameworks, internal control and internal audit set-up
- Policies, procedures and compliance manuals
Pre-IPO readiness
- Governance gap assessment against Tadawul and Nomu requirements
- Companies Law alignment, board and committee structures
- ESG strategy and disclosures
Board advisory
- Board charters, committee terms of reference and delegations of authority
- Company secretary services and board evaluations
- Family business governance and family charters
Outsourced compliance
- Fractional Compliance Officer and MLRO
- AML/CFT programmes, monitoring and training
- Regulatory reporting and compliance calendars
Data protection and cybersecurity
- Personal Data Protection Law (SDAIA) compliance
- NCA cybersecurity controls (ECC/CCC) and SAMA Cyber Security Framework gap assessments
- Data protection compliance across the GCC
Tax and Zakat governance
- ZATCA e-invoicing readiness, Zakat and VAT controls, and transfer pricing with our partners
How it works
- Assessment against the applicable rules
- Prioritised roadmap
- Design and implementation
- Ongoing monitoring and support
Frequently asked questions
Can you act as our Compliance Officer or MLRO?
Yes, on an outsourced or fractional basis, subject to the applicable regulator’s requirements and approval.
How early should we start pre-IPO preparation?
Ideally 12 to 24 months before the planned listing, so governance is embedded and evidenced, not rushed.
Do you work outside financial services?
Yes. Our governance, board and data protection services apply to companies in any sector.